Since 1979, Keith Loveland has been active in the financial services and securities industry as an attorney, author, teacher, expert witness, chairman of the investment committee for a mutual fund complex, chief operating officer of a securities broker-dealer, chief compliance officer for several broker-dealers and investment advisors and member of several boards of directors. This eclectic background has helped him serve a diverse range of clients, from banks, broker-dealers, investment advisors and insurance companies, to closely held businesses and individual executives. Mr. Loveland has a BA in Pre-Law & Philosophy from the University of Minnesota, Duluth, and a Juris Doctor from William Mitchell College of Law. He was admitted to law practice in Minnesota, and is also admitted to Federal District Court and Court of Appeals practice. As part of continuing education, he has studied at Harvard University Law School, receiving a Certificate in Securities Regulation, and recently graduated from the Katz Graduate School, University of Pittsburgh as a Certified Fiduciary Auditor. He is listed in Who’s Who in Finance & Industry and Who’s Who in American Law. Securities license exams taken and passed: EXAM DATE TITLE Series 7 10-15-83     General Securities Representative Series 63     10-19-83     Uniform Securities Agent State Law Examination Series 24 10-20-83     General Securities Principal Series 4 10-27-83     Registered Options Principal Series 27 11-19-83     Financial and Operations Principal Series 8 1-18-84     General Securities Sales Supervisor Series 5 1-19-84     Debt Securities Registered Options Principal Series 15 1-20-84     Foreign Currency Registered Options Principal Series 3 4-12-84     Commodity Futures Representative Series 53 11-9-84     Municipal Securities Sales Supervisor Series 65 4-2-92     Uniform Investment Advisor Law Examination Series 66 4-22-97     Uniform Combined State Law Examination